LICENSING

The program offered, American 401k, is funded primarily through a mutual fund platform. Additionally, individual stocks and bonds may be utilized through a securities brokerage account at a firm of your choice.

We have individuals licensed to sell securities in the states listed below.

AlabamaArizonaArkansas
California*ColoradoConnecticut
DelawareDistrict of ColumbiaFlorida
GeorgiaHawaiiIdaho
IllinoisIndianaIowa
Kansas KentuckyLouisiana
MaineMarylandMassachusetts
MichiganMinnesotaMississippi
MissouriMontanaNebraska
NevadaNew HampshireNew Jersey
New MexicoNew YorkNorth Carolina
North DakotaOhioOklahoma
OregonPennsylvaniaRhode Island
South CarolinaSouth DakotaTennessee
TexasUtahVermont
VirginiaWashingtonWest Virginia
WisconsinWyomingAlaska

Securities are offered through qualified Registered Representatives of MML Investors Services, LLC. Member SIPC. Supervisory office: Two Bala Plaza, Suite 901, Bala Cynwyd, PA 19004, Tel (610) 660 9922.

We have individuals licensed to sell insurance products in the states listed below.

Arizona ColoradoDelaware
Florida IllinoisMassachusetts
Missouri New JerseyNew York
Pennsylvania TexasCalifornia *

*California Licensing Information:
John M. Novak
CA Insurance License #: 0819761
DBA: American 401k
State of Domicile: Pennsylvania
Primary Office Locations: California and Pennsylvania

 

Compliance Reference Number 7/08/16: CRN201706-202330